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Spencer Steven Smith

Edward Jones

Baton Rouge, LA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-06-25
LA RA APPROVED 2019-11-29
  • TX RA
    APPROVED
    Since 2021-06-25
  • LA RA
    APPROVED
    Since 2019-11-29

Branch Locations

14333 Perkins Rd Suite E, Baton Rouge, LA 70810-3647 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 07/2019 Present
Consolidated Electrical Distrbutors Inc Baton Rouge LA 11/2018 07/2019
Consolidated Elcectrical Distributors Greentech Inc. Ronkonkoma NY 05/2018 11/2018
Consolidated Elcectrical Distributors Inc. Baton Rouge LA 09/2017 05/2018
Little Village Airline Baton Rouge LA 06/2014 09/2017
  • 07/2019 → Present
    Edward Jones
    St Louis, MO
  • 11/2018 → 07/2019
    Consolidated Electrical Distrbutors Inc
    Baton Rouge, LA
  • 05/2018 → 11/2018
    Consolidated Elcectrical Distributors Greentech Inc.
    Ronkonkoma, NY
  • 09/2017 → 05/2018
    Consolidated Elcectrical Distributors Inc.
    Baton Rouge, LA
  • 06/2014 → 09/2017
    Little Village Airline
    Baton Rouge, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-27
  • S66 Uniform Combined State Law Examination
    2019-11-27

View on SEC IAPD

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Other Investors

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DANIELLE T CREPPEL
Thomas S Piland
BRIAN M SARTIN
Michael T Fels
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TERENCE E GINN

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
CETERA INVESTMENT ADVISERS LLC · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
BERNHARD CAPITAL PARTNERS MANAGEMENT, LP · BATON ROUGE, LA
MORGAN STANLEY · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · BATON ROUGE, LA

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