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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-03-13 |
| TX | RA | APPROVED_RES | 2024-03-13 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bayside | NY | 06/2019 | 03/2022 |
| The Tax Sister | Jamaica | NY | 10/2017 | 04/2019 |
| Secure Parking | Tulsa | OK | 05/2017 | 08/2017 |
| Bank Of America, N.A. | Bayside | NY | 06/2019 | 03/2022 |
| Oral Roberts University | Tulsa | OK | 08/2013 | 08/2017 |
| Citigroup | New York | NY | 02/2022 | 03/2024 |
| J.P. Morgan Securities Llc | Great Neck | NY | 03/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Great Neck | NY | 03/2024 | Present |
| Citigroup Global Markets Inc. | New York | NY | 03/2022 | 03/2024 |
| Unemployed | Kew Gardens | NY | 05/2019 | 05/2019 |
| Unemployed | Tulsa | OK | 09/2017 | 09/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-06 |
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