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Thomas Kane Coates

Alliancebernstein L.P.

Nashville, TN

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Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2022-11-08
  • TN RA
    APPROVED
    Since 2022-11-08

Branch Locations

501 Commerce Street, Nashville, TN 37203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Nashville TN 06/2019 07/2021
University Of Tennessee Athletics Knoxville TN 08/2015 05/2019
Bellhops Knoxville TN 05/2017 08/2017
Johnson Investment Counsel Cincinnati OH 07/2018 08/2018
University Of Tennessee Knoxville TN 08/2015 05/2019
Bank Of America, N.A. Nashville TN 08/2019 07/2021
Morgan Stanley Nashville TN 07/2021 05/2022
Sanford C. Bernstein & Co., Llc Nashville TN 05/2022 Present
  • 06/2019 → 07/2021
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Nashville, TN
  • 08/2015 → 05/2019
    University Of Tennessee Athletics
    Knoxville, TN
  • 05/2017 → 08/2017
    Bellhops
    Knoxville, TN
  • 07/2018 → 08/2018
    Johnson Investment Counsel
    Cincinnati, OH
  • 08/2015 → 05/2019
    University Of Tennessee
    Knoxville, TN
  • 08/2019 → 07/2021
    Bank Of America, N.A.
    Nashville, TN
  • 07/2021 → 05/2022
    Morgan Stanley
    Nashville, TN
  • 05/2022 → Present
    Sanford C. Bernstein & Co., Llc
    Nashville, TN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-27
  • S66 Uniform Combined State Law Examination
    2019-09-27
Other Names
  • Thomas Coates
  • Thomas Kane Coates
  • Thomas K Coates

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC
OSAIC WEALTH, INC.
OCEAN PARK ASSET MANAGEMENT, LLC
U.S. BANCORP ADVISORS, LLC
TRUIST ADVISORY SERVICES, INC.
HIGHTOWER ADVISORS, LLC
SANFORD C. BERNSTEIN & CO., LLC

Other Investors

JOHN STUART PIOVARCY
Robert Michael McMahan
Thaddeus B Corbin
HEATHER BARBOUR
CRYSTAL LYNN BEASTROM
JULIE G SANDBERG
JACKSON REESE MORAN
Hugh G Anderson

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
OSAIC WEALTH, INC. · NASHVILLE, TN
OCEAN PARK ASSET MANAGEMENT, LLC · Nashville, TN
U.S. BANCORP ADVISORS, LLC · Nashville, TN

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