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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2022-10-05
TX RA APPROVED_RES 2022-09-30
CA RA APPROVED 2020-09-03
  • OK RA
    APPROVED
    Since 2022-10-05
  • TX RA
    APPROVED_RES
    Since 2022-09-30
  • CA RA
    APPROVED
    Since 2020-09-03

Branch Locations

445 Marine View Avenue, Del Mar, CA 92014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Financial Planning, Inc. Fort Worth TX 07/2019 02/2020
Kimpton Hotels San Diego CA 01/2019 02/2020
Unemployed San Diego CA 10/2018 01/2019
Tesloop San Diego CA 09/2017 10/2018
Unemployed San Diego CA 03/2017 09/2017
Bank Of America San Diego CA 07/2016 03/2017
First Command Financial Planning, Inc Fort Worth TX 02/2020 06/2020
First Command Advisory Services, Inc Fort Worth TX 02/2020 06/2020
First Command Insurance Services, Inc Fort Worth TX 02/2020 06/2020
Unemployed San Diego CA 06/2020 09/2020
Thrivent Investment Management Inc Del Mar CA 08/2020 Present
Thrivent Financial Appleton WI 09/2020 11/2020
Thrivent Financial Appleton WI 11/2020 Present
  • 07/2019 → 02/2020
    First Command Financial Planning, Inc.
    Fort Worth, TX
  • 01/2019 → 02/2020
    Kimpton Hotels
    San Diego, CA
  • 10/2018 → 01/2019
    Unemployed
    San Diego, CA
  • 09/2017 → 10/2018
    Tesloop
    San Diego, CA
  • 03/2017 → 09/2017
    Unemployed
    San Diego, CA
  • 07/2016 → 03/2017
    Bank Of America
    San Diego, CA
  • 02/2020 → 06/2020
    First Command Financial Planning, Inc
    Fort Worth, TX
  • 02/2020 → 06/2020
    First Command Advisory Services, Inc
    Fort Worth, TX
  • 02/2020 → 06/2020
    First Command Insurance Services, Inc
    Fort Worth, TX
  • 06/2020 → 09/2020
    Unemployed
    San Diego, CA
  • 08/2020 → Present
    Del Mar, CA
  • 09/2020 → 11/2020
    Thrivent Financial
    Appleton, WI
  • 11/2020 → Present
    Thrivent Financial
    Appleton, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-12
  • S66 Uniform Combined State Law Examination
    2020-02-12

View on SEC IAPD

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