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Ashton James Urda

LPl Financial LLC

Napa, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-25
CA RA APPROVED 2020-09-28
  • TX RA
    APPROVED_RES
    Since 2024-01-25
  • CA RA
    APPROVED
    Since 2020-09-28

Branch Locations

1001 Second Street, Ste 255, Napa, CA 94559 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial San Diego CA 06/2019 06/2020
Arizona State University Tempe AZ 08/2014 12/2018
Unemployed Napa CA 01/2019 05/2019
Lpl Financial San Diego CA 07/2020 Present
  • 06/2019 → 06/2020
    Lpl Financial
    San Diego, CA
  • 08/2014 → 12/2018
    Arizona State University
    Tempe, AZ
  • 01/2019 → 05/2019
    Unemployed
    Napa, CA
  • 07/2020 → Present
    Lpl Financial
    San Diego, CA
Other Businesses

1)07/2020 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - URDA WEALTH MANAGMENT - 100% - INVESTMENT RELATED - SAN RAMON, CA 94583

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-23
  • S66 Uniform Combined State Law Examination
    2020-09-23

View on SEC IAPD

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BENEFITS PLUS, LLC
CHARLES SCHWAB & CO., INC.
UBS FINANCIAL SERVICES INC.

Other Investors

ERIC FLORES GONZALES
CYNTHIA LYNN VOTH
Fabiana A Filips
Katherine Engel
Wyatt Raymond Knippen
Beatriz Adriana Buenrostro
Austin P Fitzpatrick
Christopher Micco

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NAPA, CA
MORGAN STANLEY · Napa, CA
HARRINGTON INVESTMENTS, INC. · NAPA, CA
HARRINGTON INVESTMENTS, INC. · NAPA, CA
WELLS FARGO CLEARING SERVICES, LLC · NAPA, CA
5T WEALTH, LLC · NAPA, CA
BENEFITS PLUS, LLC · NAPA, CA
LPL FINANCIAL LLC · NAPA, CA

More in Napa, CA

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