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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-01-29
TX RA APPROVED_RES 2024-11-08
IA RA APPROVED 2023-08-10
  • AZ RA
    APPROVED
    Since 2025-01-29
  • TX RA
    APPROVED_RES
    Since 2024-11-08
  • IA RA
    APPROVED
    Since 2023-08-10

Branch Locations

209 East Washington St St 300, Iowa City, IA 52240 • United States

18330 N 79Th Ave Apt 2074, Glendale, AZ 85308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Iowa Iowa City IA 06/2016 Present
Minnesota Life Insurance Company St Paul MN 04/2020 08/2023
Securian Financial Services Inc St Paul MN 04/2020 08/2023
North Star Resource Group Iowa City IA 04/2020 Present
Securian Financial Services Inc St Paul MN 06/2019 04/2020
Cri Securities Llc St Paul MN 04/2020 10/2021
Cetera Wealth Services, Llc Iowa City IA 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 06/2016 → Present
    University Of Iowa
    Iowa City, IA
  • 04/2020 → 08/2023
    Minnesota Life Insurance Company
    St Paul, MN
  • 04/2020 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 04/2020 → Present
    North Star Resource Group
    Iowa City, IA
  • 06/2019 → 04/2020
    Securian Financial Services Inc
    St Paul, MN
  • 04/2020 → 10/2021
    Cri Securities Llc
    St Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Iowa City, IA
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2020-07-06 → 2023-08-10
    Securian Financial Services, Inc.
    Iowa City, IA
    St. Paul, MN
  • 2020-07-06 → 2021-10-28
    Cri Securities, Llc
    Iowa City, IA
Other Businesses

1) NORTH STAR CONSULTANTS AND NORTH STAR BROKERAGE FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2019 ADDRESS: 2701 University Ave SE, Minneapolis MN 55414, United States DESCRIPTION: Offering clients group/employee benefits and fixed insurance options (with the exception of annuities) outside of the carriers that have selling arrangement with Securian Financial or MN Life Insurance Co. 2) NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-24
  • S66 Uniform Combined State Law Examination
    2020-06-24

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