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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2026-07-29 |
| TX | RA | APPROVED | 2023-05-30 |
| NC | RA | APPROVED | 2023-05-02 |
Branch Locations
3800 Glenwood Avenue Suite 400, Raleigh, NC 27612 • United States
Raleigh, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tailwind Capital Distributors, Llc | Raleigh | NC | 05/2022 | 08/2022 |
| Rbc Wealth Management | Raleigh | NC | 06/2021 | 08/2021 |
| Milwaukee School Of Engineering | Milwaukee | WI | 08/2021 | 05/2022 |
| Rbc Wealth Management | Raleigh | NC | 06/2019 | 08/2019 |
| Milwaukee School Of Engineering | Milwaukee | WI | 08/2020 | 05/2021 |
| Anna Maria College | Paxton | MA | 08/2019 | 05/2020 |
| Unemployed | Raleigh | NC | 06/2020 | 08/2020 |
| Anna Maria College | Paxton | MA | 08/2018 | 05/2019 |
| Cape Resources | Marstons Mills | MA | 04/2018 | 08/2018 |
| Travelled | Marstons Mills | MA | 08/2017 | 04/2018 |
| Ground Effects Stonework & Landscape Design | Raleigh | NC | 05/2017 | 08/2017 |
| Travelled | Espanola | 08/2016 | 04/2017 | |
| Rbc Capital Markets, Llc | Raleigh | NC | 01/2023 | Present |
| Unemployed | Raleigh | NC | 09/2022 | 01/2023 |
| City National Bank | Raleigh | NC | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-02 |
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