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Alexander Vincent Friend

Rbc Capital Markets, LLC

Raleigh, NC

Raleigh, NC

CRD 7143386

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2026-07-29
TX RA APPROVED 2023-05-30
NC RA APPROVED 2023-05-02
  • VI RA
    APPROVED
    Since 2026-07-29
  • TX RA
    APPROVED
    Since 2023-05-30
  • NC RA
    APPROVED
    Since 2023-05-02

Branch Locations

3800 Glenwood Avenue Suite 400, Raleigh, NC 27612 • United States

Raleigh, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tailwind Capital Distributors, Llc Raleigh NC 05/2022 08/2022
Rbc Wealth Management Raleigh NC 06/2021 08/2021
Milwaukee School Of Engineering Milwaukee WI 08/2021 05/2022
Rbc Wealth Management Raleigh NC 06/2019 08/2019
Milwaukee School Of Engineering Milwaukee WI 08/2020 05/2021
Anna Maria College Paxton MA 08/2019 05/2020
Unemployed Raleigh NC 06/2020 08/2020
Anna Maria College Paxton MA 08/2018 05/2019
Cape Resources Marstons Mills MA 04/2018 08/2018
Travelled Marstons Mills MA 08/2017 04/2018
Ground Effects Stonework & Landscape Design Raleigh NC 05/2017 08/2017
Travelled Espanola 08/2016 04/2017
Rbc Capital Markets, Llc Raleigh NC 01/2023 Present
Unemployed Raleigh NC 09/2022 01/2023
City National Bank Raleigh NC 06/2023 Present
  • 05/2022 → 08/2022
    Tailwind Capital Distributors, Llc
    Raleigh, NC
  • 06/2021 → 08/2021
    Rbc Wealth Management
    Raleigh, NC
  • 08/2021 → 05/2022
    Milwaukee School Of Engineering
    Milwaukee, WI
  • 06/2019 → 08/2019
    Rbc Wealth Management
    Raleigh, NC
  • 08/2020 → 05/2021
    Milwaukee School Of Engineering
    Milwaukee, WI
  • 08/2019 → 05/2020
    Anna Maria College
    Paxton, MA
  • 06/2020 → 08/2020
    Unemployed
    Raleigh, NC
  • 08/2018 → 05/2019
    Anna Maria College
    Paxton, MA
  • 04/2018 → 08/2018
    Cape Resources
    Marstons Mills, MA
  • 08/2017 → 04/2018
    Travelled
    Marstons Mills, MA
  • 05/2017 → 08/2017
    Ground Effects Stonework & Landscape Design
    Raleigh, NC
  • 08/2016 → 04/2017
    Travelled
    Espanola
  • 01/2023 → Present
    Raleigh, NC
  • 09/2022 → 01/2023
    Unemployed
    Raleigh, NC
  • 06/2023 → Present
    City National Bank
    Raleigh, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-02
  • S66 Uniform Combined State Law Examination
    2023-05-02
Other Names
  • Alexander Vincent Friend
  • Alexander Friend

View on SEC IAPD

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