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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-03
VI RA APPROVED 2025-04-03
CA RA APPROVED 2025-01-29
  • TX RA
    APPROVED
    Since 2025-04-03
  • VI RA
    APPROVED
    Since 2025-04-03
  • CA RA
    APPROVED
    Since 2025-01-29

Branch Locations

2361 Rosecrans Ave Suite 460, El Segundo, CA 90245-7910 • United States

Redondo Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Inbenta Technologies, Inc Foster City CA 06/2016 10/2018
The Bar Method Rolling Hills Estates CA 10/2014 10/2018
None Ann Arbor MI 11/2018 07/2020
Rbc Capital Markets, Llc New York NY 07/2020 12/2022
Rbc Capital Markets, Llc El Segundo CA 11/2024 Present
Unemployed El Segundo CA 01/2023 10/2024
City National Bank El Segundo CA 03/2025 Present
  • 06/2016 → 10/2018
    Inbenta Technologies, Inc
    Foster City, CA
  • 10/2014 → 10/2018
    The Bar Method
    Rolling Hills Estates, CA
  • 11/2018 → 07/2020
    None
    Ann Arbor, MI
  • 07/2020 → 12/2022
    New York, NY
  • 11/2024 → Present
    El Segundo, CA
  • 01/2023 → 10/2024
    Unemployed
    El Segundo, CA
  • 03/2025 → Present
    City National Bank
    El Segundo, CA
Other Businesses

NAME OF ENTITY: The Bar Method Palos Verdes ADDRESS: 429 Silver Spur Road, Rolling Hills, CA 90275 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Small Private START DATE: 01.01.16 CAPACITY: Teach fitness classes DUTIES: Teaches fitness classes for The Bar Method HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-01-29
S63 Uniform Securities Agent State Law Examination 2020-12-11
  • S65 Uniform Investment Adviser Law Examination
    2025-01-29
  • S63 Uniform Securities Agent State Law Examination
    2020-12-11
Other Names
  • Rachel C Thurman

View on SEC IAPD

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