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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-11-30 |
| IL | RA | APPROVED | 2021-05-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Peoria | IL | 07/2019 | 05/2021 |
| Mass Mutual Life Insurance Co | Peoria | IL | 06/2019 | 05/2021 |
| Lakeshore Financial | Peoria | IL | 06/2016 | 05/2019 |
| Lpl Financial | Peoria | IL | 05/2021 | Present |
1) 5/14/2021: DELVO FINANCIAL; At reported business location(s); DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS); INV. RELATED; start date 5/2021. 2) 9/15/2023: Insurance Design Network; At reported business location(s); Non-Variable Insurance; Not inv. related; start date 9/7/2023; 5hrs/mo.; 1hr during trading. 3) 01/02/2025 - Delvo Financial LLC - Investment Related - DBA for LPL Business (entity for LPL business) - At reported business location(s) - Start Date: 12/27/2024 - 2 Hrs/Mth - 0 Hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 2019-10-23 |
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