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Mitchell Kenneth Booth

Neuberger Berman Bd LLC

New York, NY

Brooklyn, NY

CRD 7142746

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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-09-06
NY RA APPROVED 2022-08-17
  • CA RA
    APPROVED
    Since 2024-09-06
  • NY RA
    APPROVED
    Since 2022-08-17

Branch Locations

1290 Avenue Of The Americas, New York, NY 10104 • United States

Brooklyn, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities, Llc. New York NY 06/2019 05/2021
Springhill Consulting Group Chicago IL 06/2017 08/2017
J.P. Morgan Chase Chicago IL 06/2018 08/2018
Unemployed Chicago IL 05/2019 06/2019
The University Of Chicago Chicago IL 01/2016 05/2019
The Paulson Institute Chicago IL 04/2017 06/2017
Neuberger Berman New York NY 06/2021 Present
Neuberger Berman Redwood City CA 09/2024 12/2024
  • 06/2019 → 05/2021
    Jpmorgan Securities, Llc.
    New York, NY
  • 06/2017 → 08/2017
    Springhill Consulting Group
    Chicago, IL
  • 06/2018 → 08/2018
    J.P. Morgan Chase
    Chicago, IL
  • 05/2019 → 06/2019
    Unemployed
    Chicago, IL
  • 01/2016 → 05/2019
    The University Of Chicago
    Chicago, IL
  • 04/2017 → 06/2017
    The Paulson Institute
    Chicago, IL
  • 06/2021 → Present
    Neuberger Berman
    New York, NY
  • 09/2024 → 12/2024
    Neuberger Berman
    Redwood City, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-08-12
S63 Uniform Securities Agent State Law Examination 2019-08-05
  • S65 Uniform Investment Adviser Law Examination
    2022-08-12
  • S63 Uniform Securities Agent State Law Examination
    2019-08-05

View on SEC IAPD

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