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Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-07
FL RA APPROVED 2024-06-07
  • TX RA
    APPROVED
    Since 2024-08-07
  • FL RA
    APPROVED
    Since 2024-06-07

Branch Locations

777 South Flagler Drive, West Palm Beach, FL 33401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bernstein West Palm Beach FL 06/2020 Present
Cme Group New York NY 02/2020 06/2020
Merrill Lynch New York NY 06/2019 09/2019
Loyola University Maryland Baltimore MD 09/2009 05/2019
Extended Travel Jupiter FL 10/2019 01/2020
  • 06/2020 → Present
    Bernstein
    West Palm Beach, FL
  • 02/2020 → 06/2020
    Cme Group
    New York, NY
  • 06/2019 → 09/2019
    Merrill Lynch
    New York, NY
  • 09/2009 → 05/2019
    Loyola University Maryland
    Baltimore, MD
  • 10/2019 → 01/2020
    Extended Travel
    Jupiter, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-08
S63 Uniform Securities Agent State Law Examination 2023-06-30
  • S65 Uniform Investment Adviser Law Examination
    2024-05-08
  • S63 Uniform Securities Agent State Law Examination
    2023-06-30

View on SEC IAPD

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