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1144 Fifteenth Street Suite 3950, Denver, CO 80202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2025-04-02 |
Branch Locations
1144 Fifteenth Street Suite 3950, Denver, CO 80202 • United States
1812 N Moore St. Suite 1820, Arlington, VA 22209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Newark | DE | 06/2019 | 06/2021 |
| Jpmorgan Securities, Llc. | Newark | DE | 06/2019 | 06/2021 |
| Columbia Association | Columbia | MD | 05/2018 | 10/2018 |
| Columbia Association | Columbia | MD | 05/2017 | 08/2017 |
| Unemployed | Clarksville | MD | 08/2016 | 05/2017 |
| Unemployed | Clarksville | MD | 08/2017 | 05/2018 |
| Unemployed | Clarksville | MD | 10/2018 | 05/2019 |
| Jpmorgan Chase Bank Na | Washington | DC | 07/2021 | 04/2024 |
| Jpmorgan Securities Llc | Washington | DC | 07/2021 | 04/2024 |
| Hall Brothers Ltd | Lewes | DE | 04/2023 | Present |
| Johnson Financial Group Llc | Washington | DC | 04/2024 | 03/2025 |
| Jfg Wealth Management, Llc | Washington | DC | 04/2024 | 03/2025 |
| Jpmorgan Chase Bank Na | Washington | DC | 07/2023 | 04/2024 |
| Jpmorgan Securities Llc | Washington | DC | 07/2023 | 04/2024 |
| Johnson Financial Group Llc Dba Jfg Family Office | Arlington | VA | 03/2025 | Present |
| Jfg Wealth Management, Llc | Arlington | VA | 03/2025 | 12/2025 |
(1.) Entity Name: Hall Brothers Ltd Investment related: No Address: 11532 Maull Rd Lewes, Delaware 19958 United States Nature of the other business: Small Business Services Position/Title/Relationship: Owner/Partner Start Date: 04/19/2023 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Hall Brothers Ltd provides small business services. The company assists small businesses with scheduling software and enterprise solutions. My role does not provide any sort of financial advise or consulting in exchange for payment. There is no similarity to my role at JPM. There is no overlap with clientele that we work with at JPM. There is no conflict of interest in associating with this business. As the business is small, I would have association to finance committee and internal accounting. (2.) Name of OBA: Self employed, Yoga Instructor ?Start date: 1/31/2024 ?Address: 1245 13th St NWUnit 515Washington DC ?Title/duties held: Certified Yoga Instructor ?Number of hours per month: ~1-4 hours ?Number of hours during trading hours: 0 hours ?Nature of Business including whether it is investment related: Health / non- investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 2019-10-14 |
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