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235 Everett St, East Peoria, IL 61611 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-01-25 |
Branch Locations
9000 North Knoxville Avenue, Peoria, IL 61615 • United States
433 Main St, Carthage, IL 62321 • United States
3260 East 53Rd Street, Davenport, IA 52807 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Genentech | South San Francisco | CA | 08/2013 | 10/2019 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2019 | 06/2020 |
| Northwestern Mutual Investment Services Llc | Peoria | IL | 06/2019 | 06/2020 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2020 | 12/2023 |
| Joshua Waite | Peoria | IL | 10/2020 | 12/2023 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 10/2020 | 12/2023 |
| Midwestern Securities Trading Company Llc | East Peoria | IL | 01/2024 | Present |
| Midwestern Securities Trading Company Llc | East Peoria | IL | 05/2026 | Present |
(1) Camp Big Sky, 17185 E McCord Road, Fairview, IL 61432, Board Member, Non-Investment Related, Started May 2026, 0 Hours devoted during market hours, 6 Hours per month outside of market hours. Non profit. (2) Construction Beauty Magazine - No Physical Address - info@constructionbeauty.com, Writer, Non-Investment Related, Started October 2021, $0 Compensation, 0 Hours devoted during market hours, 2 Hours per month outside of market hours. (3) Fortress Bank, 9000 Knoxville Ave, Peoria, IL 61615, Director/Financial Advisor, Investment Related, Started June 2026, 32 Hours devoted during market hours, 20 Hours per month outside of market hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-23 |
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