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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-04 |
| IL | RA | APPROVED | 2025-01-23 |
Branch Locations
150 East Rand Road, Arlington Heights, IL 60004 • United States
950 W Touhy Ave, Park Ridge, IL 60068 • United States
2200 W. Higgins Road, Hoffman Estates, IL 60169 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brook Furniture Rental | Lake Forest | IL | 08/2010 | 08/2017 |
| Phoenix Rising Home Staging And Interior | Mount Prospect | IL | 08/2017 | 05/2019 |
| Wintrust Investments, Llc | Arlington Heights | IL | 06/2019 | 01/2025 |
| Lpl Financial Llc | Park Ridge | IL | 01/2025 | Present |
1. 01/2025- Wintrust Investments- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 06/17/2019- 160 Hours Per Month- 160 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-23 |
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