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Gerald Soucia

Wells Fargo Clearing Services, LLC

Glendale, CO

Greenwood Village, CO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-10
CO RA APPROVED 2021-01-13
  • TX RA
    APPROVED
    Since 2024-09-10
  • CO RA
    APPROVED
    Since 2021-01-13

Branch Locations

400 S Colorado Blvd Ste 100, Glendale, CO 80246 • United States

5613 Dtc Parkway 9Th Fl [Mb-Rbo], Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Keybank Albany NY 08/2018 12/2019
Lancaster Development Richmondville NY 05/2018 08/2018
Keybank Cooperstown NY 05/2016 05/2018
Key Investment Services Llc Cohoes NY 06/2019 12/2019
Keybank Denver CO 12/2019 10/2020
Key Investment Services Denver CO 12/2019 10/2020
Wells Fargo Clearing Services, Llc Glendale CO 11/2020 Present
Wells Fargo Bank, Na Glendale CO 11/2020 Present
  • 08/2018 → 12/2019
    Keybank
    Albany, NY
  • 05/2018 → 08/2018
    Lancaster Development
    Richmondville, NY
  • 05/2016 → 05/2018
    Keybank
    Cooperstown, NY
  • 06/2019 → 12/2019
    Key Investment Services Llc
    Cohoes, NY
  • 12/2019 → 10/2020
    Keybank
    Denver, CO
  • 12/2019 → 10/2020
    Key Investment Services
    Denver, CO
  • 11/2020 → Present
    Wells Fargo Clearing Services, Llc
    Glendale, CO
  • 11/2020 → Present
    Wells Fargo Bank, Na
    Glendale, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-13
S63 Uniform Securities Agent State Law Examination 2019-09-07
  • S66 Uniform Combined State Law Examination
    2021-01-13
  • S63 Uniform Securities Agent State Law Examination
    2019-09-07
Designations
Other Names
  • Gerald Allen Soucia
  • Gerald Soucia
  • Jerry Soucia

View on SEC IAPD

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ADAM TOTH
JOSHUA MICHAEL YOUNG
BARBARA JEAN GRANT
TERRY ELLEN OLEARYHUNTER
BENJAMIN ANTHONY BOLT
MICHAEL ANTHONY WILLIAMS
JEFF JAMES WARREN

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · LAKEWOOD, CO
WELLS FARGO CLEARING SERVICES, LLC · LAKEWOOD, CO
WELLS FARGO CLEARING SERVICES, LLC · LAKEWOOD, CO
STATE FARM INVESTMENT MANAGEMENT CORP. · Lakewood, CO
HINDS FINANCIAL GROUP INC · LAKEWOOD, CO
CETERA INVESTMENT ADVISERS LLC · LAKEWOOD, CO
EDWARD JONES · Lakewood, CO
SUMMIT WEALTH GROUP · Lakewood, CO

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