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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED | 2024-03-21 |
Branch Locations
270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | New York | NY | 08/2020 | Present |
| Jpmorgan Chase Bank Na | New York | NY | 08/2020 | Present |
| Jpmorgan Chase Bank Na | New York | NY | 06/2019 | 08/2019 |
| The Luxe Digest | Johannesburg | 01/2017 | 07/2018 | |
| Kandua | Johannesburg | 04/2014 | 11/2016 | |
| New York University | New York | NY | 08/2018 | 05/2020 |
| Unemployed | New York | NY | 06/2020 | 07/2020 |
| Unemployed | Johannesburg | 12/2016 | 12/2016 |
Entity Name: The Luxury Journal Limited Investment related: Y Address: 5A BABATOPE BEJIDE STREET, OFF FOLA OSIBO STREET, LEKKI PHASE 1, LAGOS www.theluxedigest.com Nature of the other business: Digital Media Position/Title/Relationship: Board of Directors Member Start Date: 01/09/2017 "Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 60 mins a month during trading hours Briefly describe your duties: I give advice on general business and content direction.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 2020-11-02 |
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