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733 Marsh St. Suite #110, San Luis Obispo, CA 93401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-04-18 |
Branch Locations
733 Marsh St. Suite #110, San Luis Obispo, CA 93401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Phoenix | AZ | 06/2019 | 03/2024 |
| University Of Arizona - Campus Recreation | Tucson | AZ | 10/2014 | 05/2019 |
| University Of Arizona | Tucson | AZ | 08/2014 | 05/2019 |
| University Of Arizona - Department Of Chemistry And Biochemistry | Tucson | AZ | 05/2016 | 05/2017 |
| Arizona Interscholastic Association | Tucson | AZ | 07/2016 | 03/2018 |
| Schwab Wealth Advisory, Inc. | Phoenix | AZ | 08/2021 | 03/2024 |
| Cerro Pacific Wealth Advisors | San Louis Obispo | CA | 03/2024 | Present |
(1) ARIZONA STATE REFEREE ADMINISTRATION| NOT INVESTMENT RELATED| PHOENIX, ARIZONA | START DATE 06/24/2019 | SPORTS - PHYSICAL RECREATION| SOCCER REFEREE | LESS THAN 20 HOURS PER MONTH | NONE DURING TRADING HOURS| OVERSEE FIELD AND EQUIPMENT CONDITIONS AND OFFICIATE SOCCER GAMES; (2) ARIZONA INTERSCHOLASTIC ASSOCIATION | NOT INVESTMENT RELATED | PHOENIX, ARIZONA | START DATE 11/21/2022 | CONTRACTOR, SOCCER REFEREE FOR ARIZONA HIGH SCHOOL SOCCER MATCHES | LESS THAN 20 HOURS PER MONTH | NONE DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 2019-11-01 |
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