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William James Mcgowan

Charles Schwab & Co., Inc.

San Diego, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-01-20
  • CA RA
    APPROVED
    Since 2021-01-20

Branch Locations

12481 High Bluff Drive Suite 100, San Diego, CA 92130-3583 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. San Diego CA 06/2019 Present
Macy's Inc. Cincinnati OH 06/2018 08/2018
P&G Bloomington IN 08/2018 10/2018
Macy's Inc. Cincinnati OH 06/2017 08/2017
Indiana University Bloomington IN 08/2015 05/2019
Charles Schwab Bank, Ssb San Diego CA 11/2020 Present
  • 06/2019 → Present
    Charles Schwab & Co., Inc.
    San Diego, CA
  • 06/2018 → 08/2018
    Macy's Inc.
    Cincinnati, OH
  • 08/2018 → 10/2018
    P&G
    Bloomington, IN
  • 06/2017 → 08/2017
    Macy's Inc.
    Cincinnati, OH
  • 08/2015 → 05/2019
    Indiana University
    Bloomington, IN
  • 11/2020 → Present
    Charles Schwab Bank, Ssb
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-09
  • S66 Uniform Combined State Law Examination
    2019-12-09
Other Names
  • William J Mcgowan

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
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CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
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