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Sidney Thompson

Ubs Financial Services Inc.

Las Vegas, NV

CRD 7141099

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2022-03-21
  • NV RA
    APPROVED
    Since 2022-03-21

Branch Locations

10801 W. Charleston Blvd, Las Vegas, NV 89135 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Las Vegas NV 05/2020 Present
Ubs Financial Services Las Vegas NV 06/2019 05/2020
N/A N/A NV 04/2019 06/2019
Ag Light And Sound North Las Vegas NV 06/2018 04/2019
Hearthstone Kitchen And Cellar Las Vegas NV 10/2016 06/2018
Yard House-Red Rock Casino Las Vegas NV 07/2016 10/2016
University Of Nevada Las Vegas Las Vegas NV 08/2016 05/2020
  • 05/2020 → Present
    Ubs Financial Services Inc.
    Las Vegas, NV
  • 06/2019 → 05/2020
    Ubs Financial Services
    Las Vegas, NV
  • 04/2019 → 06/2019
    N/A
    N/A, NV
  • 06/2018 → 04/2019
    Ag Light And Sound
    North Las Vegas, NV
  • 10/2016 → 06/2018
    Hearthstone Kitchen And Cellar
    Las Vegas, NV
  • 07/2016 → 10/2016
    Yard House-Red Rock Casino
    Las Vegas, NV
  • 08/2016 → 05/2020
    University Of Nevada Las Vegas
    Las Vegas, NV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-25
  • S66 Uniform Combined State Law Examination
    2022-02-25
Other Names
  • Sidney Gabrielle Morris

View on SEC IAPD

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