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Current Employers
Raymond James Investment Management

780 Carillon Parkway, St Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-06-26
  • FL RA
    APPROVED
    Since 2018-06-26

Branch Locations

1740 Broadway 15Th Floor, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scout Distributors Llc Kansas City MO 04/2013 11/2017
Umb Distribution Services, Llc Milwaukee WI 04/2013 11/2017
Carillon Fund Distributors, Inc. New York NY 11/2017 Present
Candlewood Isle Group, Inc. New Fairfield CT 07/2019 Present
Carillon Tower Advisers, Inc. New York City NY 11/2017 Present
  • 04/2013 → 11/2017
    Scout Distributors Llc
    Kansas City, MO
  • 04/2013 → 11/2017
    Umb Distribution Services, Llc
    Milwaukee, WI
  • 11/2017 → Present
    Carillon Fund Distributors, Inc.
    New York, NY
  • 07/2019 → Present
    Candlewood Isle Group, Inc.
    New Fairfield, CT
  • 11/2017 → Present
    Carillon Tower Advisers, Inc.
    New York City, NY
Previous Registrations
Other Businesses

(1) Name of Business: Address: 101 West 87th Street, PH, New York, NY, 10024, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 07/01/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will be renting out my apartment. (2) Name of Business: Candlewood Isle Group, Inc. Address: 35 Lake Drive North, New Fairfield, CT, 06812, United States Activity Type: Business Owner Position/Title: Officer - Treasurer Investment Related: No Start Date: 07/15/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My wife has become a trustee to a foundation, a position outside her normal job. We are going to set up a C Corp to manage the expenses involved with this new role. I plan on managing the C Corp but will not be taking any compensation.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-27
  • S66 Uniform Combined State Law Examination
    2005-05-27

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