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Jay Patrick Sullivan

Mml Investors Services, LLC

Elmira, NY

Syracuse, NY

Cortland, NY

CRD 4952831

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

100 N Main St Suite 201, Elmira, NY 14901 • United States

125 E Jefferson St Suite 800, Syracuse, NY 13202-2566 • United States

Cortland, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Syracuse NY 05/2005 03/2017
Mml Investors Services, Llc Syracuse NY 03/2017 Present
Mass Mutual Life Insurance Company Syracuse NY 07/2016 Present
  • 05/2005 → 03/2017
    Metlife Securities
    Syracuse, NY
  • 03/2017 → Present
    Mml Investors Services, Llc
    Syracuse, NY
  • 07/2016 → Present
    Mass Mutual Life Insurance Company
    Syracuse, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-06-29
  • S63 Uniform Securities Agent State Law Examination
    2005-06-29
Other Names
  • Jay Sullivan

View on SEC IAPD

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RUSSELL M BANCROFT
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RICHARD LLOYD GOLDMAN

Nearby Offices

MORGAN STANLEY · ELMIRA, NY
THE MUSTICO FINANCIAL GROUP, INC. · ELMIRA, NY
WELLS FARGO CLEARING SERVICES, LLC · ELMIRA, NY

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