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Madison Sullivan Duffy

Wells Fargo Clearing Services, LLC

Charleston, SC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-06
SC RA APPROVED 2023-08-14
  • TX RA
    APPROVED
    Since 2025-06-06
  • SC RA
    APPROVED
    Since 2023-08-14

Branch Locations

320 Broad St 4Th Fl [Rbo], Charleston, SC 29401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 06/2022 04/2023
Bishop England High School Charleston SC 08/2014 05/2017
Clemson University Clemson SC 06/2017 05/2022
Wells Fargo Advisors Charleston SC 05/2019 08/2019
Wells Fargo Clearing Services, Llc Charleston SC 04/2023 Present
  • 06/2022 → 04/2023
    The Vanguard Group, Inc.
    Charlotte, NC
  • 08/2014 → 05/2017
    Bishop England High School
    Charleston, SC
  • 06/2017 → 05/2022
    Clemson University
    Clemson, SC
  • 05/2019 → 08/2019
    Wells Fargo Advisors
    Charleston, SC
  • 04/2023 → Present
    Wells Fargo Clearing Services, Llc
    Charleston, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-12
S63 Uniform Securities Agent State Law Examination 2022-10-14
  • S65 Uniform Investment Adviser Law Examination
    2023-08-12
  • S63 Uniform Securities Agent State Law Examination
    2022-10-14
Other Names
  • Madison Duffy

View on SEC IAPD

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Other Offices

BALLAST ROCK PRIVATE WEALTH · CHARLESTON, SC
PALMETTO ADVISORY · CHARLESTON, SC
CHARLESTON EQUITY PARTNERS, LLC · CHARLESTON, SC
EQUITABLE ADVISORS, LLC · CHARLESTON, SC
ADVISOR.COM · CHARLESTON, SC
TIME & WEALTH MANAGEMENT, LLC · CHARLESTON, SC
EDWARD JONES · CHARLESTON, SC
GREYSTAR INVESTMENT GROUP, LLC · CHARLESTON, SC

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