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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-05-06 |
| FL | RA | APPROVED | 2022-01-31 |
| NY | RA | APPROVED | 2021-10-26 |
| NJ | RA | APPROVED | 2020-08-07 |
Branch Locations
299 Park Avenue 8Th,9Th And 11Th Floor, New York, NY 10171 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | New York | NY | 06/2019 | Present |
| Salve Regina University | Newport | RI | 08/2015 | 05/2019 |
| Cm Finance Inc | New York | NY | 06/2018 | 08/2018 |
| Superior Court Of New Jersey, Bergen County Justice Center | Hackensack | NJ | 06/2015 | 08/2017 |
Carver Fit LLC / Company / Personal LLC for personal training and fitness coaching / Proprietor / owner / I will be advising clients on fitness practices to reach specific fitness goals, Start Date - 7/1/2020
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-07 |
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