Best Investors Account Sign in

Alexander Henry Carver

Ubs Financial Services Inc.

New York, NY

CRD 7139282

Claim This Profile
Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-05-06
FL RA APPROVED 2022-01-31
NY RA APPROVED 2021-10-26
NJ RA APPROVED 2020-08-07
  • SC RA
    APPROVED
    Since 2024-05-06
  • FL RA
    APPROVED
    Since 2022-01-31
  • NY RA
    APPROVED
    Since 2021-10-26
  • NJ RA
    APPROVED
    Since 2020-08-07

Branch Locations

299 Park Avenue 8Th,9Th And 11Th Floor, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services New York NY 06/2019 Present
Salve Regina University Newport RI 08/2015 05/2019
Cm Finance Inc New York NY 06/2018 08/2018
Superior Court Of New Jersey, Bergen County Justice Center Hackensack NJ 06/2015 08/2017
  • 06/2019 → Present
    Ubs Financial Services
    New York, NY
  • 08/2015 → 05/2019
    Salve Regina University
    Newport, RI
  • 06/2018 → 08/2018
    Cm Finance Inc
    New York, NY
  • 06/2015 → 08/2017
    Superior Court Of New Jersey, Bergen County Justice Center
    Hackensack, NJ
Other Businesses

Carver Fit LLC / Company / Personal LLC for personal training and fitness coaching / Proprietor / owner / I will be advising clients on fitness practices to reach specific fitness goals, Start Date - 7/1/2020

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-07
  • S66 Uniform Combined State Law Examination
    2020-08-07
Other Names
  • Alexander Carver Th

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in New York, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor