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1400 Broadway 16Th Floor, New York, NY 10018 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-01-07 |
Branch Locations
1400 Broadway, 16Th Floor, New York, NY 10018 • USA
1400 Broadway, 16Th Floor, New York, NY 10018 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Macy's | Garden City | NY | 05/2017 | 12/2018 |
| Pearson Financial | Garden City | NY | 01/2019 | 02/2019 |
| Pearson Financial | Garden City | NY | 05/2019 | 09/2019 |
| Iona College | New Rochelle | NY | 08/2016 | 05/2020 |
| Unemployed | Floral Park | NY | 07/2020 | 12/2020 |
| Equitable, Llc | New York | NY | 01/2021 | 10/2021 |
| Td Ameritrade | Garden City | NY | 10/2021 | 12/2022 |
| Charles Schwab & Co., Inc. | Garden City | NY | 04/2022 | 12/2022 |
| Charles Schwab And Co., Inc. | Garden City | NY | 12/2022 | 12/2022 |
| Signature Securities | New York | NY | 01/2023 | 04/2023 |
| Flagstar Advisors/Flagstar Bank | New York | NY | 04/2023 | 06/2026 |
| Flagstar Securities, Inc/Flagstar Bank, N.A | New York | NY | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-12 |
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