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Current Employers
Flagstar Securities, Inc

1400 Broadway 16Th Floor, New York, NY 10018 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-01-07
  • NY RA
    APPROVED
    Since 2025-01-07

Branch Locations

1400 Broadway, 16Th Floor, New York, NY 10018 • USA

1400 Broadway, 16Th Floor, New York, NY 10018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Macy's Garden City NY 05/2017 12/2018
Pearson Financial Garden City NY 01/2019 02/2019
Pearson Financial Garden City NY 05/2019 09/2019
Iona College New Rochelle NY 08/2016 05/2020
Unemployed Floral Park NY 07/2020 12/2020
Equitable, Llc New York NY 01/2021 10/2021
Td Ameritrade Garden City NY 10/2021 12/2022
Charles Schwab & Co., Inc. Garden City NY 04/2022 12/2022
Charles Schwab And Co., Inc. Garden City NY 12/2022 12/2022
Signature Securities New York NY 01/2023 04/2023
Flagstar Advisors/Flagstar Bank New York NY 04/2023 06/2026
Flagstar Securities, Inc/Flagstar Bank, N.A New York NY 07/2026 Present
  • 05/2017 → 12/2018
    Macy's
    Garden City, NY
  • 01/2019 → 02/2019
    Pearson Financial
    Garden City, NY
  • 05/2019 → 09/2019
    Pearson Financial
    Garden City, NY
  • 08/2016 → 05/2020
    Iona College
    New Rochelle, NY
  • 07/2020 → 12/2020
    Unemployed
    Floral Park, NY
  • 01/2021 → 10/2021
    Equitable, Llc
    New York, NY
  • 10/2021 → 12/2022
    Td Ameritrade
    Garden City, NY
  • 04/2022 → 12/2022
    Garden City, NY
  • 12/2022 → 12/2022
    Charles Schwab And Co., Inc.
    Garden City, NY
  • 01/2023 → 04/2023
    Signature Securities
    New York, NY
  • 04/2023 → 06/2026
    Flagstar Advisors/Flagstar Bank
    New York, NY
  • 07/2026 → Present
    Flagstar Securities, Inc/Flagstar Bank, N.A
    New York, NY
Previous Registrations
  • 2022-04-12 → 2023-01-27
    Garden City, NY
    Garden City, NY
    Bridgewater, NJ
    Garden City, NY
  • 2021-11-02 → 2023-01-27
    Td Ameritrade Investment Management, Llc
    Garden City, NY
    Garden City, NY
  • 2021-11-02 → 2022-10-14
    Td Ameritrade, Inc.
    Garden City, NY
    Garden City, NY
  • 2021-06-29 → 2021-10-13
    Melville, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-12
  • S66 Uniform Combined State Law Examination
    2021-05-12
Other Names
  • Peter James Bruno

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