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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-24 |
| IN | RA | APPROVED | 2022-10-20 |
Branch Locations
401 Se 6Th St Ste 204, Evansville, IN 47713 • United States
2013 W Franklin St Unit A [Satellite], Evansville , IN 47712 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 07/2019 | 01/2020 |
| German American Bank | Evansville | IN | 08/2017 | 06/2019 |
| University Of Southern Indiana (Usi) | Evansville | IN | 08/2014 | 08/2017 |
| Unemployed | Evansville | IN | 01/2020 | 11/2020 |
| Edward Jones | St. Louis | MO | 11/2020 | 10/2022 |
| Wells Fargo Advisors Financial Network, Llc | Evansville | IN | 10/2022 | Present |
SF FINANCIAL PLANNING LLC; INV RELATED; EVANSVILLE, IN; 100% OWNERSHIP; START DATE 2/2/2024; 120 HOURS PER MONTH; 120 DURING TRADING; FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 2020-02-10 |
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