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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-08-13
NY RA APPROVED 2026-06-30
  • CT RA
    APPROVED
    Since 2026-08-13
  • NY RA
    APPROVED
    Since 2026-06-30

Branch Locations

225 Liberty St, New York, NY 10281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Point 72 Asset Management Stamford CT 06/2018 08/2018
Fidelity Brokerage Services, Llc Merrimack NH 06/2019 06/2020
Boston College Chestnut Hill MA 09/2015 05/2019
Massachusetts Eye Research And Surgery Waltham MA 06/2017 08/2017
Captain's Cove Apartments Quincy MA 06/2016 09/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 06/2026 Present
Fidelity Investments Cambridge MA 06/2020 11/2021
Fidelity Investments Cambridge MA 11/2021 09/2023
Fidelity Investments Cambridge MA 09/2023 06/2026
Bank Of America, N.A. New York NY 07/2026 Present
  • 06/2018 → 08/2018
    Point 72 Asset Management
    Stamford, CT
  • 06/2019 → 06/2020
    Fidelity Brokerage Services, Llc
    Merrimack, NH
  • 09/2015 → 05/2019
    Boston College
    Chestnut Hill, MA
  • 06/2017 → 08/2017
    Massachusetts Eye Research And Surgery
    Waltham, MA
  • 06/2016 → 09/2016
    Captain's Cove Apartments
    Quincy, MA
  • 06/2026 → Present
    New York, NY
  • 06/2020 → 11/2021
    Fidelity Investments
    Cambridge, MA
  • 11/2021 → 09/2023
    Fidelity Investments
    Cambridge, MA
  • 09/2023 → 06/2026
    Fidelity Investments
    Cambridge, MA
  • 07/2026 → Present
    Bank Of America, N.A.
    New York, NY
Previous Registrations
  • 2025-03-31 → 2026-06-16
    Dorchester, MA
    Cambridge, MA
    Dorchester, MA
    Milton, MA
    Cambridge, MA
    Boston, MA
  • 2020-01-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Merrimack, NH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-30
  • S66 Uniform Combined State Law Examination
    2019-09-30
Other Names
  • George Leo Barrett
  • George Barrett

View on SEC IAPD

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