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Natalie Kate Johnston

Principal Securities, Inc.

Des Moines, IA

North Liberty, IA

CRD 7137518

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Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-01-12
  • IA RA
    APPROVED
    Since 2026-01-12

Branch Locations

711 High St, Des Moines, IA 50392 • United States

North Liberty, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
College Student Iowa City IA 08/2014 05/2017
Barnes & Noble Coralville IA 10/2016 11/2016
Target Coralville IA 11/2016 01/2017
Teksystems Cedar Rapids IA 07/2017 11/2017
Signature Consultants Llc W Des Moines IA 11/2017 07/2018
Principal Life Insurance Company Des Moines IA 07/2018 Present
Principal Securities, Inc. Des Moines IA 06/2019 Present
  • 08/2014 → 05/2017
    College Student
    Iowa City, IA
  • 10/2016 → 11/2016
    Barnes & Noble
    Coralville, IA
  • 11/2016 → 01/2017
    Target
    Coralville, IA
  • 07/2017 → 11/2017
    Teksystems
    Cedar Rapids, IA
  • 11/2017 → 07/2018
    Signature Consultants Llc
    W Des Moines, IA
  • 07/2018 → Present
    Principal Life Insurance Company
    Des Moines, IA
  • 06/2019 → Present
    Des Moines, IA
Other Businesses

AMAZON FLEX DRIVER POSITION: Amazon Flex Driver NATURE: Amazon Flex Driver INVESTMENT RELATED: No NUMBER OF HOURS: 32 SECURITIES TRADING HOURS: 0 START DATE: 07/31/2026 ADDRESS: 2500 Heinz Road, Iowa City IA 52240, United States DESCRIPTION: Amazon flex driver on the weekends.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-10
  • S66 Uniform Combined State Law Examination
    2026-01-10
Other Names
  • Natalie Johnston
  • Natalie Kate Johnston
  • Natalie Kate Bethards

View on SEC IAPD

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