Best Investors Account Sign in

Christina D Brown

Ubs Financial Services Inc.

New York, NY

New York, NY

CRD 7137171

Claim This Profile
Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-05-31
  • NY RA
    APPROVED
    Since 2024-05-31

Branch Locations

1285 Avenue Of The Americas Floor 15 Thru 18, New York, NY 10019 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman Sachs New York NY 07/2020 04/2024
Goldman Sachs New York NY 06/2019 08/2019
Sierra Capital New York NY 06/2018 07/2018
Bacardí Limited Company Barcelona 05/2017 07/2017
Tulane University New Orleans LA 08/2016 05/2020
Ubs Financial Services Inc. New York NY 04/2024 Present
  • 07/2020 → 04/2024
    Goldman Sachs
    New York, NY
  • 06/2019 → 08/2019
    Goldman Sachs
    New York, NY
  • 06/2018 → 07/2018
    Sierra Capital
    New York, NY
  • 05/2017 → 07/2017
    Bacardí Limited Company
    Barcelona
  • 08/2016 → 05/2020
    Tulane University
    New Orleans, LA
  • 04/2024 → Present
    Ubs Financial Services Inc.
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-31
S63 Uniform Securities Agent State Law Examination 2020-09-11
  • S65 Uniform Investment Adviser Law Examination
    2024-05-31
  • S63 Uniform Securities Agent State Law Examination
    2020-09-11

View on SEC IAPD

Nearby Firms

ISLET MANAGEMENT, LP
P2 CAPITAL PARTNERS, LLC
KINYAN CAPITAL MANAGEMENT LLC

Nearby Investors

STEVEN MARC MUEHLGAY
STEPHANIE LYNN FAGENSON
Ross Gladstone

Nearby Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY

More in New York, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor