Best Investors
Account
Sign in
Best Investors
Account
Sign in
199 Broad Street, Red Bank, NJ 07701 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-06-06 |
| NJ | RA | APPROVED | 2023-03-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Smallwood Wealth Investment Management | Red Bank | NJ | 06/2022 | Present |
| Smallwood Wealth Management | Red Bank | NJ | 06/2022 | Present |
| Property Markets Group | Miami | FL | 01/2021 | 09/2021 |
| Molly Pitcher Inn Marina | Red Bank | NJ | 09/2016 | 08/2018 |
| Syracuse University | Syracuse | NY | 09/2021 | 06/2022 |
| Syracuse University | Syracuse | NY | 08/2018 | 01/2021 |
| Purshe Kaplan Sterling Investments | Albany | NY | 11/2022 | 02/2025 |
| Unemployed | Red Bank | NJ | 08/2015 | 09/2016 |
| Regulus Financial Group, Llc | Kentwood | MI | 02/2025 | Present |
Business Name: Smallwood Wealth Management - Investment Related: Yes - Address: 199 Broad St, Red Bank, NJ - Nature of Business: Registered Rep Activities through Regulus Financial Group, LLC using a DBA name; Investment Advisory Activities through Smallwood Wealth Investment Management, LLC using a DBA name - Title or Relationship: Registered Representative/Investment Advisor Representative - Start Date: 06/2022 - Hours per month: 160 - Hours per month during trading hours: 130 - Duties: Provide financial services. Business Name: Smallwood Associates, LTD - Investment Related: Yes - Address: 199 Broad St, Red Bank, NJ - Nature of Business: Insurance - Title or Relationship: Insurance Agent - Start Date: 06/2022 - Hours per month: 0 - Hours per month during trading hours: 0 - Duties: Provide insurance services.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-14 |
Reach out to this advisor