Best Investors Account Sign in

Jeffrey Harris

Ubs Financial Services Inc.

Red Bank, NJ

Weehawken, NJ

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-18
NY RA APPROVED 2025-07-01
NJ RA APPROVED 2022-05-10
  • TX RA
    APPROVED_RES
    Since 2026-03-18
  • NY RA
    APPROVED
    Since 2025-07-01
  • NJ RA
    APPROVED
    Since 2022-05-10

Branch Locations

140 Broad Street Suite 100, Red Bank, NJ 07701 • United States

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Weehawken NJ 07/2020 Present
Phyton Talent Advisors New York NY 06/2019 07/2020
Student - Rutgers University New Brunswick NJ 09/2015 05/2019
  • 07/2020 → Present
    Ubs Financial Services Inc
    Weehawken, NJ
  • 06/2019 → 07/2020
    Phyton Talent Advisors
    New York, NY
  • 09/2015 → 05/2019
    Student - Rutgers University
    New Brunswick, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-06
  • S66 Uniform Combined State Law Examination
    2022-05-06

View on SEC IAPD

Other Firms

CLEAR WAVE WEALTH MANAGEMENT, LLC
MILLINGTON SECURITIES, LLC
HARTSHORNE GROUP, LLC
WBI INVESTMENTS, LLC
PRINCETON CAPITAL MANAGEMENT LLC
ATLAS PRIVATE WEALTH ADVISORS
DONALD W. CASH & ASSOCIATES, LLC
IEM ASSET MANAGEMENT, LLC

Other Investors

MATTHEW FRANK WILK
JOSEPH MICHAEL GALLO
Robert Daniel Morgan
Jason Thostesen
DONALD ROBERT SCHREIBER
JOSEPH CAJIGAL
CAELAN ANGUS MCCARTHY
ALFRED RIVES BERKELEY

Other Offices

CLEAR WAVE WEALTH MANAGEMENT, LLC · RED BANK, NJ
MILLINGTON SECURITIES, LLC · RED BANK, NJ
HARTSHORNE GROUP, LLC · RED BANK, NJ
WBI INVESTMENTS, LLC · RED BANK, NJ
PRINCETON CAPITAL MANAGEMENT LLC · RED BANK, NJ
ATLAS PRIVATE WEALTH ADVISORS · RED BANK, NJ
DONALD W. CASH & ASSOCIATES, LLC · RED BANK, NJ
IEM ASSET MANAGEMENT, LLC · RED BANK, NJ

More in Red Bank, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor