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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2024-09-30
  • AR RA
    APPROVED
    Since 2024-09-30

Branch Locations

1611 West Main Street, Russellville, AR 72801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cogswell Motors Russellville AR 02/2016 12/2017
Personal Bookkeeper Russellville AR 07/2017 01/2018
Happy Jumpers Russellville AR 02/2018 08/2018
Centennial Bank Russellville AR 06/2018 05/2019
Arvest Wealth Management Russellville AR 05/2019 03/2020
University Of Arkansas-Morrilton Morrilton AR 03/2020 11/2020
Arvest Wealth Management Russellville AR 11/2020 09/2024
Apex Wealth Financial Russellville AR 09/2024 Present
Cetera Advisors Llc St Cloud MN 09/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2024 Present
  • 02/2016 → 12/2017
    Cogswell Motors
    Russellville, AR
  • 07/2017 → 01/2018
    Personal Bookkeeper
    Russellville, AR
  • 02/2018 → 08/2018
    Happy Jumpers
    Russellville, AR
  • 06/2018 → 05/2019
    Centennial Bank
    Russellville, AR
  • 05/2019 → 03/2020
    Russellville, AR
  • 03/2020 → 11/2020
    University Of Arkansas-Morrilton
    Morrilton, AR
  • 11/2020 → 09/2024
    Russellville, AR
  • 09/2024 → Present
    Apex Wealth Financial
    Russellville, AR
  • 09/2024 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 09/2024 → Present
    Schaumburg, IL
Previous Registrations
  • 2020-11-20 → 2024-10-25
    Fayetteville, AR
    Fayetteville, AR
    Ft Smith, AR
    Russellville, AR
    Lowell, AR
    Rogers, AR
  • 2019-09-05 → 2020-03-23
    Russellville, AR
    Ft Smith, AR
    Paris, AR
    Clarksville, AR
Other Businesses

1. NAME OF OTHER BUSINESS: MOORE & CO., REALTORS INVESTMENT RELATED: NO ADDRESS: 103 W PARKWAY RUSSELLVILLE AR 72801 NATURE OF BUSINESS: REAL ESTATE START DATE: 08/2023 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 0 POSITION/TITLE/RELATIONSHIP: REAL ESTATE AGENT BRIEF DESCRIPTION OF DUTIES: REAL ESTATE SALES AND SERVICE 2. NAME OF OTHER BUSINESS APEX WEALTH FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 09/2024 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 POSITION/TITLE/RELATIONSHIP: REGISTERED ADMIN BRIEF DESCRIPTION OF DUTIES: CLIENT ADVISOR ASSISTANT

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-05
  • S66 Uniform Combined State Law Examination
    2019-09-05
Other Names
  • Tori Ashtan Barnes

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