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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-03-16 |
| TX | RA | APPROVED | 2026-03-16 |
Branch Locations
1095 Avenue Of The Americas 3Rd & 4Th Floors, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Brooklyn | NY | 06/2019 | 03/2023 |
| Hunter College, Cuny | New York | NY | 05/2015 | 08/2021 |
| Stifel, Nicolaus & Company, Incorporated | New York | NY | 11/2023 | Present |
| U.S. Census Bureau | New York | NY | 02/2023 | 10/2023 |
| Common Denominator | New York | NY | 02/2023 | 06/2023 |
| Varsity Tutors Llc | St. Louis | MO | 09/2023 | Present |
1. Varsity Tutors LLC; 101 S Hanley Rd. Suite 300 St. Louis MO 63105; Varsity Tutors provides private academic tutoring and test preparation services; Tutor; I tutor 1-to-1 or groups of students online in Elementary School/Middle School Math and Algebra; 10/26/2023; 12.00hrs/week; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 2023-12-02 |
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