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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-03-16
TX RA APPROVED 2026-03-16
  • NY RA
    APPROVED
    Since 2026-03-16
  • TX RA
    APPROVED
    Since 2026-03-16

Branch Locations

1095 Avenue Of The Americas 3Rd & 4Th Floors, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Brooklyn NY 06/2019 03/2023
Hunter College, Cuny New York NY 05/2015 08/2021
Stifel, Nicolaus & Company, Incorporated New York NY 11/2023 Present
U.S. Census Bureau New York NY 02/2023 10/2023
Common Denominator New York NY 02/2023 06/2023
Varsity Tutors Llc St. Louis MO 09/2023 Present
  • 06/2019 → 03/2023
    New York Life Insurance Company
    Brooklyn, NY
  • 05/2015 → 08/2021
    Hunter College, Cuny
    New York, NY
  • 11/2023 → Present
    New York, NY
  • 02/2023 → 10/2023
    U.S. Census Bureau
    New York, NY
  • 02/2023 → 06/2023
    Common Denominator
    New York, NY
  • 09/2023 → Present
    Varsity Tutors Llc
    St. Louis, MO
Other Businesses

1. Varsity Tutors LLC; 101 S Hanley Rd. Suite 300 St. Louis MO 63105; Varsity Tutors provides private academic tutoring and test preparation services; Tutor; I tutor 1-to-1 or groups of students online in Elementary School/Middle School Math and Algebra; 10/26/2023; 12.00hrs/week; Not during securities trading hours; Not Investment-Related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-03-13
S63 Uniform Securities Agent State Law Examination 2023-12-02
  • S65 Uniform Investment Adviser Law Examination
    2026-03-13
  • S63 Uniform Securities Agent State Law Examination
    2023-12-02

View on SEC IAPD

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