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Jordan Noelle Ricciardi

Ubs Financial Services Inc.

New York, NY

CRD 7133141

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-10-24
NJ RA APPROVED 2021-09-09
  • NY RA
    APPROVED
    Since 2023-10-24
  • NJ RA
    APPROVED
    Since 2021-09-09

Branch Locations

1285 Avenue Of The Americas Floor 15 Thru 18, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Weehawken NJ 07/2020 08/2021
Ubs Financial Services Inc. Weehawken NJ 06/2019 07/2020
Westchester Country Club Rye NY 06/2018 06/2019
Breeze Chappaqua NY 06/2018 06/2018
Ubs Financial Services Inc. Weehawken NJ 08/2021 Present
Unemployed Weehawken NJ 01/2010 06/2018
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-08
  • S66 Uniform Combined State Law Examination
    2021-09-08
Other Names
  • Jordan Ricciardi

View on SEC IAPD

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