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Alexander James Wall

Charles Schwab & Co., Inc.

San Diego, CA

La Jolla, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-06-29
  • CA RA
    APPROVED
    Since 2020-06-29

Branch Locations

7510 Hazard Center Dr. Suite 407, San Diego, CA 92108 • United States

7777 Fay Ave Suite 105, La Jolla, CA 92037-4325 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
California State University San Marcos San Marcos CA 08/2014 06/2019
Sc Distributors, Llc Costa Mesa CA 06/2019 10/2019
Charles Schwab & Co., Inc. San Diego CA 03/2020 Present
Charles Schwab Bank San Diego CA 03/2020 Present
Masters Kitchen And Cocktail Oceanside CA 05/2017 05/2019
Unemployed Oceanside CA 11/2019 02/2020
  • 08/2014 → 06/2019
    California State University San Marcos
    San Marcos, CA
  • 06/2019 → 10/2019
    Sc Distributors, Llc
    Costa Mesa, CA
  • 03/2020 → Present
    Charles Schwab & Co., Inc.
    San Diego, CA
  • 03/2020 → Present
    Charles Schwab Bank
    San Diego, CA
  • 05/2017 → 05/2019
    Masters Kitchen And Cocktail
    Oceanside, CA
  • 11/2019 → 02/2020
    Unemployed
    Oceanside, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-29
  • S66 Uniform Combined State Law Examination
    2020-06-29
Other Names
  • Alex James Wall
  • Alex James Wall

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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