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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2021-11-15
  • TN RA
    APPROVED
    Since 2021-11-15

Branch Locations

3102 West End Avenue Suite 780, Nashville, TN 37203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student Geneva NY 08/2015 Present
Longhorn Steakhouse Brentwood TN 06/2016 03/2017
Charles Street Backpacks Ruxton MD 06/2017 07/2018
Gideon Cooper Essary Plc Nashville TN 06/2017 08/2017
Nike Brentwood Brentwood TN 07/2017 09/2017
Bradley Llc Nashville TN 06/2018 08/2018
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2019 Present
Northwestern Mutual Investment Services, Llc Nashville TN 09/2019 Present
Ubs Financial Services Inc Nashville TN 08/2021 Present
  • 08/2015 → Present
    Student
    Geneva, NY
  • 06/2016 → 03/2017
    Longhorn Steakhouse
    Brentwood, TN
  • 06/2017 → 07/2018
    Charles Street Backpacks
    Ruxton, MD
  • 06/2017 → 08/2017
    Gideon Cooper Essary Plc
    Nashville, TN
  • 07/2017 → 09/2017
    Nike Brentwood
    Brentwood, TN
  • 06/2018 → 08/2018
    Bradley Llc
    Nashville, TN
  • 06/2019 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 09/2019 → Present
    Northwestern Mutual Investment Services, Llc
    Nashville, TN
  • 08/2021 → Present
    Nashville, TN
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-08
S63 Uniform Securities Agent State Law Examination 2020-02-14
  • S66 Uniform Combined State Law Examination
    2021-11-08
  • S63 Uniform Securities Agent State Law Examination
    2020-02-14

View on SEC IAPD

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