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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-07-29
OH RA APPROVED 2005-05-23
  • TX RA
    APPROVED_RES
    Since 2016-07-29
  • OH RA
    APPROVED
    Since 2005-05-23

Branch Locations

530 W Spring Street Suite 160, Columbus, OH 43215 • United States

Hilliard, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Columbus OH 04/2005 03/2020
Ameriprise Financial Services, Llc Columbus OH 03/2020 Present
Other Businesses

Business Ownership; Romer Rentals; ; Rental Property; 6169 Temple Ridge DrHilliard Ohio 43026, ,; Not Investment-Related; 09/01/2011; 0 hours per month; 0 during trading hours / Romer Financial LLC; ; Entity set up for Ameriprise business purposes; 6169 Temple Ridge DrHilliard Ohio 43026, ,; Investment-Related; 09/01/2016; 60 hours per month; 60 during trading hours / ERJ Rentals LLC; Treasurer; Rental; 6169 Temple Ridge Dr, , Hilliard, OH, 43026; Investment-Related; 07/01/2021; 1 to 9 hours per month; 0 during trading hours / BGRT, LLC; Member; Real Estate; 6169 Temple Ridge Dr, , Hilliard, OH, 43026; Investment-Related; 02/01/2022; 1 to 9 hours per month; 0 during trading hours / Ill Mannered Brewing Company, LLC; Treasurer; Nano Brewery; 38 Grace Dr, , Powell, OH, 43065; Not Investment-Related; 01/31/2015; 1 to 9 hours per month; 1 to 9 during trading hours / JJMRS Spring Street, LLC; Pay business expenses; Business pass through; 530 West Spring St, , Columbus, OH, 43215; Investment-Related; 09/01/2022; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-29
  • S66 Uniform Combined State Law Examination
    2009-07-29

View on SEC IAPD

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