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Inactive

James Kane

Cerity Partners LLC

New York, NY

New York, NY

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Current Employers
Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-07-05
  • NY RA
    APPROVED
    Since 2023-07-05

Branch Locations

28 Liberty Street #2850, New York, NY 10005 • United States

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chimera Securities New York NY 06/2019 12/2019
Quantum Financial Advisors Rockville MD 01/2019 05/2019
Md Strategic Consulting Baltimore MD 10/2018 12/2018
Atlantic Coast Towing Brunswick ME 06/2018 08/2018
Trackoff Baltimore MD 05/2017 05/2018
Unemployed Brunswick ME 08/2016 05/2017
Penobscot Financial Advisors Portland ME 09/2020 09/2022
Unemployed Brunswick ME 01/2020 08/2020
Aj Wealth Strategies Llc New York NY 09/2022 06/2023
Cerity Partners Llc New York NY 07/2023 Present
  • 06/2019 → 12/2019
    Chimera Securities
    New York, NY
  • 01/2019 → 05/2019
    Quantum Financial Advisors
    Rockville, MD
  • 10/2018 → 12/2018
    Md Strategic Consulting
    Baltimore, MD
  • 06/2018 → 08/2018
    Atlantic Coast Towing
    Brunswick, ME
  • 05/2017 → 05/2018
    Trackoff
    Baltimore, MD
  • 08/2016 → 05/2017
    Unemployed
    Brunswick, ME
  • 09/2020 → 09/2022
    Penobscot Financial Advisors
    Portland, ME
  • 01/2020 → 08/2020
    Unemployed
    Brunswick, ME
  • 09/2022 → 06/2023
    Aj Wealth Strategies Llc
    New York, NY
  • 07/2023 → Present
    Cerity Partners Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-05-24
  • S65 Uniform Investment Adviser Law Examination
    2021-05-24

View on SEC IAPD

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P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
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