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Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-09-12
  • CO RA
    APPROVED
    Since 2025-09-12

Branch Locations

1760 N High Street, Denver, CO 80218 • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc Lone Tree CO 06/2019 09/2022
H & M Colorado Springs CO 04/2018 05/2019
Biju's Little Curry Shop Boulder CO 08/2016 03/2017
Starbucks Denver CO 07/2016 11/2017
Student Boulder CO 12/2017 03/2018
Centura Health Centennial CO 08/2023 01/2025
Garden Street Financial Group Llc Denver CO 01/2025 Present
Commonwealth Financial Network San Diego CA 01/2025 Present
Not Employed Denver CO 09/2022 07/2023
  • 06/2019 → 09/2022
    Lone Tree, CO
  • 04/2018 → 05/2019
    H & M
    Colorado Springs, CO
  • 08/2016 → 03/2017
    Biju's Little Curry Shop
    Boulder, CO
  • 07/2016 → 11/2017
    Starbucks
    Denver, CO
  • 12/2017 → 03/2018
    Student
    Boulder, CO
  • 08/2023 → 01/2025
    Centura Health
    Centennial, CO
  • 01/2025 → Present
    Garden Street Financial Group Llc
    Denver, CO
  • 01/2025 → Present
    San Diego, CA
  • 09/2022 → 07/2023
    Not Employed
    Denver, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-18
S63 Uniform Securities Agent State Law Examination 2019-10-25
  • S66 Uniform Combined State Law Examination
    2025-08-18
  • S63 Uniform Securities Agent State Law Examination
    2019-10-25

View on SEC IAPD

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