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Commonwealth Financial Network CRD 8032
$213B regulatory AUM 20,450 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-09-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc | Lone Tree | CO | 06/2019 | 09/2022 |
| H & M | Colorado Springs | CO | 04/2018 | 05/2019 |
| Biju's Little Curry Shop | Boulder | CO | 08/2016 | 03/2017 |
| Starbucks | Denver | CO | 07/2016 | 11/2017 |
| Student | Boulder | CO | 12/2017 | 03/2018 |
| Centura Health | Centennial | CO | 08/2023 | 01/2025 |
| Garden Street Financial Group Llc | Denver | CO | 01/2025 | Present |
| Commonwealth Financial Network | San Diego | CA | 01/2025 | Present |
| Not Employed | Denver | CO | 09/2022 | 07/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 2019-10-25 |
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