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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-03-11 |
| TX | RA | APPROVED | 2024-10-15 |
Branch Locations
1230 Avenue Of The Americas, New York, NY 10020 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc. | Darien | CT | 06/2020 | 12/2021 |
| Janney Montgomery Scott Llc. | Darien | CT | 06/2019 | 06/2020 |
| Fairfield University | Fairfield | CT | 09/2016 | 06/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Inc. | Wellesley | MA | 12/2021 | 01/2023 |
| Fairfield University | Fairfield | CT | 09/2017 | 06/2020 |
| First Republic Securities Company, Llc | Wellesley | MA | 01/2023 | Present |
| J.P. Morgan Securities Llc | Wellesley | MA | 09/2023 | Present |
| Jp Morgan Chase Bank, N.A. | Wellesley Hills | MA | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 2024-05-10 |
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