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Cooper Schneider

Ubs Financial Services Inc.

New York, NY

New York, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-07-07
  • NY RA
    APPROVED
    Since 2022-07-07

Branch Locations

New York, NY • United States

1285 Avenue Of The Americas Floor 15 Thru 18, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. New York NY 06/2021 02/2022
J.P. Morgan Securities Llc New York NY 06/2021 02/2022
Brinker Berwyn PA 06/2020 07/2020
Sentinel Solutions Manhattan NY 06/2019 08/2019
The Young Companies New Rochelle NY 06/2018 09/2018
Camp Wayne For Boys Inc Preston Park PA 06/2017 08/2017
Moat Builder Inc New York NY 06/2020 06/2020
Unemployed Scarsdale NY 06/2011 05/2017
Unemployed Scarsdale NY 09/2017 05/2018
Unemployed Scarsdale NY 10/2018 05/2019
Unemployed Scarsdale NY 03/2020 05/2020
Unemployed Scarsdale NY 08/2020 05/2021
Mml Investors Services, Llc New York NY 05/2019 02/2020
Ubs Financial Services Inc New York NY 03/2022 Present
  • 06/2021 → 02/2022
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 06/2021 → 02/2022
    J.P. Morgan Securities Llc
    New York, NY
  • 06/2020 → 07/2020
    Brinker
    Berwyn, PA
  • 06/2019 → 08/2019
    Sentinel Solutions
    Manhattan, NY
  • 06/2018 → 09/2018
    The Young Companies
    New Rochelle, NY
  • 06/2017 → 08/2017
    Camp Wayne For Boys Inc
    Preston Park, PA
  • 06/2020 → 06/2020
    Moat Builder Inc
    New York, NY
  • 06/2011 → 05/2017
    Unemployed
    Scarsdale, NY
  • 09/2017 → 05/2018
    Unemployed
    Scarsdale, NY
  • 10/2018 → 05/2019
    Unemployed
    Scarsdale, NY
  • 03/2020 → 05/2020
    Unemployed
    Scarsdale, NY
  • 08/2020 → 05/2021
    Unemployed
    Scarsdale, NY
  • 05/2019 → 02/2020
    Mml Investors Services, Llc
    New York, NY
  • 03/2022 → Present
    Ubs Financial Services Inc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-07-07
S63 Uniform Securities Agent State Law Examination 2021-08-09
  • S65 Uniform Investment Adviser Law Examination
    2022-07-07
  • S63 Uniform Securities Agent State Law Examination
    2021-08-09
Other Names
  • Cooper Osborne Schneider
  • Cooper Schneider

View on SEC IAPD

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P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
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