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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-06 |
| OH | RA | APPROVED | 2023-11-22 |
Branch Locations
4449 Easton Way Suite 300, Columbus, OH 43219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Columbus | OH | 07/2020 | 03/2021 |
| Wentz Financial Group | Hudson | OH | 06/2019 | 08/2019 |
| William Vaughan Company | Maumee | OH | 02/2020 | 04/2020 |
| Bowling Green State University | Bowling Green | OH | 08/2016 | 05/2020 |
| Morgan Stanley | Columbus | OH | 05/2021 | Present |
| Ms Services Group, Inc. | Columbus | OH | 05/2021 | 01/2023 |
1. Party Haupper, Non-Investment Related, 400 Regal Oaks Circle Aurora Ohio 44202, Co-Owner, 02/2017, 0 hours per month, 0 hours per month during trading hours, Equipment rentals
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-22 |
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