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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-28
CA RA APPROVED 2019-07-10
  • TX RA
    APPROVED
    Since 2021-01-28
  • CA RA
    APPROVED
    Since 2019-07-10

Branch Locations

101 West Broadway Suite 1800, San Diego, CA 92101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Young Life Colorado Springs CO 10/2015 06/2019
Morgan Stanley Smith Barney Llc San Diego CA 06/2019 Present
Morgan Stanley Private Bank, N.A New York NY 08/2019 Present
  • 10/2015 → 06/2019
    Young Life
    Colorado Springs, CO
  • 06/2019 → Present
    Morgan Stanley Smith Barney Llc
    San Diego, CA
  • 08/2019 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Other Businesses

*382143 - Recreation Equipment Incorporated (REI); Investment related - No; Product Testing and Review; Nov 2018; During business hours: 0; After business hours: 2; Occasionally receiving products for free, field testing them, and writing online product reviews for the products tested.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-10
  • S66 Uniform Combined State Law Examination
    2019-07-10

View on SEC IAPD

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