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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-24
NY RA APPROVED 2024-08-13
  • TX RA
    APPROVED_RES
    Since 2024-09-24
  • NY RA
    APPROVED
    Since 2024-08-13

Branch Locations

Hopewell Junction, NY • United States

341 Route 202 Suite 1A, Somers, NY 10589 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Chesterfield MO 05/2019 06/2020
The University Of Mississippi Oxford MS 08/2015 06/2019
Lpl Financial Llc Chesterfield MO 06/2020 12/2020
Cornerstone Wealth Management, Llc Chesterfield MO 06/2020 12/2020
Wells Fargo Clearing Services St Louis MO 06/2021 11/2021
Aerotek Inc St Louis MO 04/2021 11/2021
Unemployed St Louis MO 12/2020 04/2021
Raymond James & Associates Inc, Somers NY 11/2021 Present
  • 05/2019 → 06/2020
    Lpl Financial, Llc
    Chesterfield, MO
  • 08/2015 → 06/2019
    The University Of Mississippi
    Oxford, MS
  • 06/2020 → 12/2020
    Lpl Financial Llc
    Chesterfield, MO
  • 06/2020 → 12/2020
    Chesterfield, MO
  • 06/2021 → 11/2021
    Wells Fargo Clearing Services
    St Louis, MO
  • 04/2021 → 11/2021
    Aerotek Inc
    St Louis, MO
  • 12/2020 → 04/2021
    Unemployed
    St Louis, MO
  • 11/2021 → Present
    Somers, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-09
  • S66 Uniform Combined State Law Examination
    2020-06-09
Other Names
  • Riley Elizabeth Juenger

View on SEC IAPD

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