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Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-03
CT RA APPROVED 2025-02-24
NY RA APPROVED 2025-02-24
  • TX RA
    APPROVED
    Since 2025-03-03
  • CT RA
    APPROVED
    Since 2025-02-24
  • NY RA
    APPROVED
    Since 2025-02-24

Branch Locations

66 Hudson Boulevard E, New York, NY 10001 • United States

Thornwood, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alliancebernstein New York NY 05/2019 Present
Maxwell & Fisher Chappaqua NY 06/2018 04/2019
Self Employed - Selling Antiques On Ebay Valhalla NY 01/2013 01/2020
  • 05/2019 → Present
    Alliancebernstein
    New York, NY
  • 06/2018 → 04/2019
    Maxwell & Fisher
    Chappaqua, NY
  • 01/2013 → 01/2020
    Self Employed - Selling Antiques On Ebay
    Valhalla, NY
Other Businesses

Bellom Antiques and Collectibles, founder/owner, non investment related, started 9/6/23, sell antiques, artwork, and vintages and collectible items.20 hours a month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-02-20
S63 Uniform Securities Agent State Law Examination 2021-06-28
  • S65 Uniform Investment Adviser Law Examination
    2025-02-20
  • S63 Uniform Securities Agent State Law Examination
    2021-06-28

View on SEC IAPD

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