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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-03-20
  • NY RA
    APPROVED
    Since 2023-03-20

Branch Locations

Citi Private Bank 153 East 53Rd St., 24Th, 25Th Fls, New York, NY 10022 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ruby's Diner Irvine CA 06/2017 12/2017
Wildfire Gymnastics Lake Forest CA 06/2017 12/2017
Growth Catalyst Partners Chicago IL 06/2018 08/2018
Citigroup New York NY 06/2019 08/2019
Citigroup New York NY 08/2020 12/2022
University Of Notre Dame South Bend IN 08/2016 05/2017
University Of Notre Dame South Bend IN 08/2017 05/2018
University Of Notre Dame South Bend IN 08/2018 05/2019
University Of Notre Dame South Bend IN 08/2019 05/2020
Citigroup New York NY 01/2023 Present
  • 06/2017 → 12/2017
    Ruby's Diner
    Irvine, CA
  • 06/2017 → 12/2017
    Wildfire Gymnastics
    Lake Forest, CA
  • 06/2018 → 08/2018
    Growth Catalyst Partners
    Chicago, IL
  • 06/2019 → 08/2019
    Citigroup
    New York, NY
  • 08/2020 → 12/2022
    Citigroup
    New York, NY
  • 08/2016 → 05/2017
    University Of Notre Dame
    South Bend, IN
  • 08/2017 → 05/2018
    University Of Notre Dame
    South Bend, IN
  • 08/2018 → 05/2019
    University Of Notre Dame
    South Bend, IN
  • 08/2019 → 05/2020
    University Of Notre Dame
    South Bend, IN
  • 01/2023 → Present
    Citigroup
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-18
S63 Uniform Securities Agent State Law Examination 2020-09-21
  • S66 Uniform Combined State Law Examination
    2023-03-18
  • S63 Uniform Securities Agent State Law Examination
    2020-09-21
Other Names
  • Amber Ault

View on SEC IAPD

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