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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Student | Sauquoit | NY | 09/2012 | 06/2017 |
| Kph Healthcare Services Inc | Syracuse | NY | 06/2017 | 05/2021 |
| Ameriprise Financial Services Llc | East Syracuse | NY | 05/2019 | 10/2023 |
| Student | Syracuse | NY | 08/2017 | 08/2020 |
| Pete Liao | New York | NY | 10/2023 | 10/2023 |
| Peter Liao | New York | NY | 10/2023 | Present |
| Northwestern Mutual Investment Services Llc | New York | NY | 10/2023 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 11/2023 | Present |
| Michael Huddles | New York | NY | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-29 |
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