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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-11-14 |
| MO | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Swansea | IL | 05/2019 | Present |
| Pruco Securities, Llc. | Swansea | IL | 05/2019 | 11/2024 |
| Knights Of Columbus | Long Beach | CA | 09/2013 | 09/2016 |
| Knights Of Columbus | Rockwall | TX | 09/2016 | 08/2017 |
| Knights Of Columbus | Swansea | IL | 08/2017 | 05/2019 |
| Lpl Enterprise, Llc | Swansea | IL | 11/2024 | Present |
1.12/03/2024;IGS FINANCIAL; business enitity for tax purposes;non. inv related; 01/15/2024; 0 hr/mo non trading 0hrs/mo trading 2. 03/27/2026-IGS Financial-Financial Planner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 03/30/2026-1hrs/mth-1hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 2019-07-24 |
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