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Jenny Osiris

Ubs Financial Services Inc.

New York, NY

Hempstead, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-03-21
NY RA APPROVED 2023-01-09
  • NJ RA
    APPROVED
    Since 2025-03-21
  • NY RA
    APPROVED
    Since 2023-01-09

Branch Locations

1285 Avenue Of The Americas 15Th Floor, New York, NY 10019 • United States

Hempstead, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. New York NY 05/2019 12/2020
Hsbc Bank Usa, N.A. New York NY 06/2013 12/2020
Jpmorgan Chase Bank, N.A. New York NY 12/2020 07/2022
J.P. Morgan Securities Llc New York NY 12/2020 07/2022
Ecss Group Llc Uniondale NY 05/2021 03/2022
Ubs Financial Services Inc. New York NY 08/2022 Present
  • 05/2019 → 12/2020
    Hsbc Securities (Usa) Inc.
    New York, NY
  • 06/2013 → 12/2020
    Hsbc Bank Usa, N.A.
    New York, NY
  • 12/2020 → 07/2022
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 12/2020 → 07/2022
    J.P. Morgan Securities Llc
    New York, NY
  • 05/2021 → 03/2022
    Ecss Group Llc
    Uniondale, NY
  • 08/2022 → Present
    Ubs Financial Services Inc.
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-01-09
S63 Uniform Securities Agent State Law Examination 2019-08-14
  • S65 Uniform Investment Adviser Law Examination
    2023-01-09
  • S63 Uniform Securities Agent State Law Examination
    2019-08-14
Other Names
  • Dieunie Osiris

View on SEC IAPD

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