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Bailey Conley

LPl Financial LLC

San Diego, CA

Thornton, CO

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-06-04
CA RA APPROVED 2022-03-30
  • CO RA
    APPROVED
    Since 2024-06-04
  • CA RA
    APPROVED
    Since 2022-03-30

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Thornton, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial San Diego CA 05/2019 Present
Randstad San Diego CA 01/2019 05/2019
Uc San Diego La Jolla CA 06/2017 12/2018
Uc San Diego La Jolla CA 08/2016 12/2018
Solatube International Vista CA 07/2016 12/2016
  • 05/2019 → Present
    Lpl Financial
    San Diego, CA
  • 01/2019 → 05/2019
    Randstad
    San Diego, CA
  • 06/2017 → 12/2018
    Uc San Diego
    La Jolla, CA
  • 08/2016 → 12/2018
    Uc San Diego
    La Jolla, CA
  • 07/2016 → 12/2016
    Solatube International
    Vista, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-29
  • S66 Uniform Combined State Law Examination
    2022-03-29
Other Names
  • Bailey Heather Flanagan
  • Bailey Heather Conley

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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