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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2020-01-28 |
Branch Locations
1515 W. 22Nd Street Suite 400, Oak Brook, IL 60523 • United States
Lisle, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Lisle | IL | 12/2018 | 05/2019 |
| Axa Advisors, Llc | New York | NY | 05/2019 | 06/2020 |
| Wells Fargo | Naperville | IL | 06/2017 | 12/2018 |
| Pnc Bank | Wheaton | IL | 05/2016 | 06/2017 |
| Equitable Advisors, Llc | New York | NY | 05/2019 | Present |
TINA'S CLOSET INC., SECRETARY, WOMEN'S RETAIL CLOTHING STORE, 3/1987, 1 HR PER MO, 0 COMPENSATION. ASHADO, LLC, MANAGER, RESIDENTIAL REAL ESTATE RENTAL, 6/2016, 1 HR PER MO., 0 COMPENSATION. BROM MEDICAL CENTER, LLC, MANAGER, COLLECT RENT OVERSEE REPAIRS, 4 HRS PER MO., 0 COMPENSATION. PATROIT TRADING GROUP, LLC, MANAGER, PERSONAL EQUITY ACCOUNT FOR MYSELF AND SPOUSE, 1/2010, 8 HRS PER MO., 0 COMPESATION. PEGASUS PARTNERS, LLC, MANAGER, HORSE RACING, 5/2000, 1 HR PER MO., 0 COMPENSATION. OUTSIDE INSURANCE BROKERAGE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-01 |
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